Essay · Adaptation · Film theory
The Disappearance and Reappearance of Aura
How literature can lose less when it becomes film
Every adaptation translates a story from one medium into another, and something is always at risk of wearing away in the passage. This essay reads that translation through Walter Benjamin’s idea of aura and asks how adaptation can lose less, and even gain: renewing film’s aura rather than wearing it down.
- Type
- Critical essay
- Subject
- Translating literature into film
- Question
- How adaptation can lose less in translation
- Lens
- Walter Benjamin’s concept of aura
- Sources
- 9 works, in English and Chinese
01 · Introduction
Adaptation as translation between media
Today almost everyone takes it for granted that films tell stories. Yet long before film emerged as a medium, literature carried a culture’s narratives. The two have much in common as forms of storytelling: both can be seen as an “emotion machine” (Tan), using distinctive plot and style to give audiences or readers a particular emotional experience.
As film and literature have shaped and absorbed each other, however, opinion about their relationship has split. Some scholars see adaptations of literature and drama as a major film genre of the twenty-first century (Geraghty). Others object to mixing literary and cinematic forms, arguing that “no one can shoehorn a film that utilizes special visual effects into the form of a play or a novel” (Balázs). For these critics and those who share their view, films based on literature weaken both the independence of literature and the distinct identity of film.
Still, adaptations such as Pride and Prejudice, Gone with the Wind, and Jane Eyre have won wide acclaim, commercially and artistically. Are films based on literature really so far removed from what Benjamin called aura? Is their literary dimension a burden, or a new source of aura? This essay reexamines the relationship between literature and film through Benjamin’s classic theory, asking where and how aura takes shape in films adapted from literature, and in doing so offers a new way to see their artistic and aesthetic value.
Because every adaptation carries a work from one medium into another, the question of aura is also a question of translation: what wears away in that passage, and how can adaptation lose less?
02 · Reconceptualizing aura
Aura, reconsidered for film
Aura, the concept most closely tied to Benjamin, is rich in meaning. In The Work of Art in the Age of Mechanical Reproduction, Benjamin defines what makes true art through his critique of mechanical reproduction. He describes aura as “the unique manifestation of something that is at a certain distance, but feels so close.” In short, aura encompasses the originality of the traditional artwork, a sense of ambiguity and distance rooted in mystery, and uniqueness.
At first glance, film, a medium built on photography that can be copied without limit and distributed around the world, seems to give up the originality and uniqueness aura requires and to dissolve the distance that once stood between traditional works of art and their audiences. In A Short History of Photography, however, Benjamin distinguishes between “photography as art” and “art as photography.” The first follows the logic of mechanical reproduction; the second treats photography as an independent artistic medium that creatively reproduces the real world. Aura, then, is an abstract concept that can be understood in several ways. It is less a critique of mass production than a concise description of the unique aesthetic experience art offers, above all the moment of surprise between a viewer and a work.
Applied to film, this means that film has aura only if it is an independent form, distinct from every other art and therefore able to create an aesthetic experience no other form can. From its birth, film has had features no other art possesses: it can reproduce reality visually or overturn it, break apart real time and spatial order, and create dynamic, even interactive rituals. Together these features gave film its original aura.
Watching a film can produce a deep experience of “gazing.” A character’s expression, a landscape, or a sequence of events may trigger associations and build, in the viewer’s mind, a new imagined world supplemented by the world of the film. That imagining is itself a kind of blurred aura, at some distance from both the film and the real world. Layered together, the film’s own aura and the viewer’s subjective sense of it create a unique emotional bond between the work and the people who watch it.
Describing what he felt looking at a photograph, Benjamin writes, “She, in the photograph, is leaning against him, and he is holding her; yet her eyes pass over him as if she were gazing at the coming doom.” Film is, in a sense, a more systematic, industrial, and varied form of photography, and what Benjamin felt before a photograph still echoes in what audiences feel today before films made of countless images.
“She, in the photograph, is leaning against him, and he is holding her; yet her eyes pass over him as if she were gazing at the coming doom.”
Walter Benjamin, A Short History of Photography03 · The disappearance of aura
What wears away in translation
Consider again the classic films mentioned at the outset, such as Pride and Prejudice and Gone with the Wind. Their success points to a global pattern: once film took on the work of storytelling, many of the world’s literary classics became its source material. Why classics? Across many adaptations, drawing on literature for inspiration or a script offers at least three advantages.
First, it makes production far more efficient. Filmmakers do not have to build a complete, coherent story from scratch, and the gain in efficiency lets them put more money and effort into “industrial” processes such as editing and special effects. Second, the fame of a classic helps a film reach a larger market, faster. Third, it guarantees a certain level of quality, since the film’s plot closely follows an acclaimed literary work.
Adaptation has clearly brought film many conveniences. From the standpoint of film as an art, though, it also seems to create new tensions. When literary content meets cinematic form, does the literary weaken the cinematic, which ought to come first? Some critics have dismissed adaptation as “outmoded and as lagging behind the critical times” (Ryan 220–43).
The lag is not only a matter of timing, since a film always arrives after the literary original, whose originality as the first version cannot be replaced. It also reflects film’s potential “dependence” on literature. Whether a film presents a literary text in full, as in The Old Man and the Sea, or selectively and in fragments, as in My Memories of Old Beijing, which uses only three of the novel’s five stories, films based on literature inherit some of literature’s charm. That charm can also become a constraint, putting the film at risk of damaging the flawless artistic image of the original.
04 · The reproduction of aura
What each medium must keep
For many critics, literature’s influence on film is a major reason film has lost its aura, because literature has changed the nature and character film had at its birth. Seen from another angle, however, adaptation can be understood as a kind of “new interpretation,” and the conclusion changes completely. As one scholar puts it, “no matter how the new media technology develops, there is always a tipping point that ensures that a movie is a movie” (Zhou). The question is where that tipping point lies when literature enters film, and whether there really is a necessary boundary between literature and cinema that protects film’s irreplaceable status as an independent art.
On closer inspection, that irreplaceability does exist, and it shows in at least three ways.
Different arts at the core. Film and literature differ clearly in their artistic value and core aesthetics. Film has always been seen as the “art of vision,” literature as the “art of language,” and the two have very different origins and histories. Their convergence should not be framed as a contest. As media continue to converge, the meeting of film and literature is inevitable. Approached with openness, the two can complement and strengthen each other, creating a new mode of narrative that neither could produce alone. In that mode, film remains a visual art, and literature does not replace its core aesthetic value.
Film stands on its own. Film and literature are fundamentally different: strip away the literary elements, and film still holds up on its own terms. In this sense, film has never been an appendage of literature or any other art.
A real tension. There is genuine conflict between the literary and the cinematic, which is why many people believe that “film should realize the abandonment of literature.” Too much literariness can hurt a film. Adaptations often need to innovate, departing from or even surpassing the original, to defend film’s “dignity.” As Brooks puts it, “Ninety-nine percent of the novels that are adapted for the screen have to undergo major cuts and changes to make a good movie.”
“No matter how the new media technology develops, there is always a tipping point that ensures that a movie is a movie.”
Zhou Zheng05 · Losing less
How adaptation can lose less
Every adaptation is a translation from language into image, and translation always risks wear: a novel’s inner voice, its pacing, the gaps its readers fill in for themselves. The arguments above suggest five ways an adaptation can lose less in that passage.
Carrying a text over line by line keeps its words but not its force. Brooks’s observation that nearly every adapted novel needs major cuts and changes is a reminder that fidelity means finding cinematic equivalents, not copying.
Literature is an art of language; film is an art of vision. What a novel says through description or inner monologue, a film has to say through image, sound, time and space. Wear sets in when one medium is forced to imitate the other.
Selection can protect the whole. My Memories of Old Beijing uses only three of the novel’s five stories; an adaptation that knows what it is keeping can let the rest go.
A film has to remain a film. When an adaptation leans so heavily on its source that it becomes an illustrated text, it loses both the original’s charm and its own aura.
The best adaptations do more than limit loss. Through moving images, a film’s “secondary narrative” can revive literature’s poetry and reach audiences the book never did. That is where a new aura begins.
06 · Shaping a new aura
Adaptation as a source of new aura
The fusion of film and literature will clearly keep deepening, and the world of literary adaptation will keep growing. That raises a question: as film moves with this trend, how can more people come to see its artistic value, and see that this value is constantly being renewed? Beyond film’s traditional value as a visual art, the new narrative energy literature brings to it points toward a new kind of aura.
First, film’s moving images can bring the poetry of literature back to life and become a creative way to extend it. By adapting the plot and reshaping the narrative of the original, a film’s “secondary narrative” may go beyond its source. From the standpoint of cultural transmission, adaptations allow cultural resources to be developed again and again and help cultural achievements reach more people. That lets film’s aura transcend time and space and produce many different aesthetic experiences, as each viewer sees the same work in a different way.
Second, digital technology has made film’s nature as a mixed medium more visible (Shi), and traditional ideas of film aesthetics need to gradually make room for the cross-textual and intertextual features of today’s films.
The aura of film, in short, is not fixed. If innovation in film is judged only through a superficial understanding of the critique of mechanical reproduction, we will never connect with the deeper humanistic spirit within it. If adaptations are seen instead as an art form that can accommodate both, we can further explore the new and unique aesthetic experience built from within film and literature together: a new aura.
07 · Conclusion
Aura, renewed by adaptation
Adaptation loses least when it translates rather than transcribes: carrying over what matters and letting film say it in its own language.
Films based on literature are cinema’s “secondary narrative” of literature. On the mixing of the literary and the cinematic, some scholars see literature as an intrusion that weakens film’s own value, while others hold that film’s aura has never disappeared or been threatened by other art forms.
Weighing both sides, this essay argues that the essence of film’s aura lies in the irreplaceability of its artistic value: its unique narrative and visual art, which keeps renewing itself as the literary and the cinematic inevitably merge. Rather than resisting literature’s influence on film, we should rethink the aura of film with a more forward-looking and inclusive view.
Works cited
- Balázs, Béla. Theory of the Film. Andesite Press, 2015.
- Benjamin, Walter. A Short History of Photography. 1931, monoskop.org/images/7/79/Benjamin_Walter_1931_1972_A_Short_History_of_Photography.pdf.
- ———. The Work of Art in the Age of Mechanical Reproduction. Penguin Books, 1935.
- Geraghty, Christine. Now a Major Motion Picture: Film Adaptations of Literature and Drama. Rowman & Littlefield, 2008.
- Li, Jiangbo 黎江波. “Muguang de Xiangyu yu Lingyun de Huigui 目光的相遇与灵韵的回归:本雅明摄影理论再审视 [The Encounter of the Eye and the Return of Aura: Benjamin’s Theory of Photography Revisited].” Shehui Kexuejia 社会科学家, no. 9, 2023, pp. 122–27.
- Ryan, Marie-Laure. Narrative across Media: The Languages of Storytelling. University of Nebraska Press, 2004, pp. 220–43.
- Shi, Chang 施畅. “Dianying Ruhe Kuayue Bianjie: Zuowei Fangfa de Kua Meijie Yanjiu 电影如何跨越边界——作为方法的跨媒介研究 [How Film Crosses Boundaries: Transmedia Studies as Method].” Dianying Yishu 电影艺术, no. 3, 2022.
- Tan, Ed S. Emotion and the Structure of Narrative Film: Film as an Emotion Machine. Erlbaum, 1996.
- Zhou, Zheng 周正. “Dianying Meijie yu Dianying Bianjie 电影媒介与电影边界——兼论VR影视的非电影性 [Cinematic Media and Cinematic Boundaries: On the Non-Cinematic Nature of VR Film and Television].” Wenhua Yishu Yanjiu 文化艺术研究, vol. 9, no. 4, 2016, pp. 122–25.
Credits
- Author
- Jingwen Li
- Form
- Critical essay
- Related
- The Courtyard Theater in the Digital Age
论文 · 改编 · 电影理论
灵韵的消失与重现
从文学到电影:如何减少媒介转译中的损耗
每一次改编,都是把一个故事从一种媒介转译到另一种媒介,而在这个过程中,总有一些东西可能被磨损。本文借助本雅明的“灵韵”概念审视这种转译,探讨改编如何减少损耗,甚至有所增益:让电影的灵韵得到更新,而不是被消磨。
- 类型
- 批评论文
- 主题
- 从文学到电影的媒介转译
- 问题
- 改编如何减少转译中的损耗
- 视角
- 本雅明的“灵韵”概念
- 文献
- 9 部中英文著作与论文
01 · 引言
改编:媒介之间的转译
如今,电影具有讲故事的功能,几乎已成为大多数人的共识。然而回看电影的整个发展史,在电影作为一种媒介技术出现之前,文学早已承担起文化叙事的功能。电影与文学在叙事层面上呈现出相似的特征,二者都可以被视为一种“情感机器”(Tan),即通过独特的情节描写与风格表现,向观众或读者传递某种情感价值。
然而,在电影与文学相互渗透、彼此交融的过程中,围绕二者关系的讨论逐渐出现了观念上的分歧。一些学者认为,文学与戏剧的电影改编已经成为 21 世纪一种重要的电影类型(Geraghty);另一些学者则对文学形式与电影形式的交融持批评态度,认为“没有人能把一部运用特效的电影硬塞进戏剧或小说的形式之中”(Balázs)。在后者及持相同观点的人看来,文学改编电影既削弱了文学独立的品质,也削弱了电影自身的辨识度。
但不可忽视的是,《傲慢与偏见》《乱世佳人》《简·爱》等文学改编电影在商业与艺术上都获得了广泛赞誉。文学改编电影真的远离了本雅明所阐释的“灵韵”吗?附着在电影上的文学性,是一种负担,还是一种新的灵韵元素?本文尝试借助本雅明经典的灵韵理论,重新审视文学与电影的关系,聚焦灵韵在文学改编电影中于何处、以何种方式形成,从而为理解这类电影的艺术与审美价值打开新的视角。
由于每一次改编都是把作品从一种媒介带入另一种媒介,灵韵的问题也就是转译的问题:在这一过程中磨损了什么?改编又如何能少一些损耗?
02 · 重构灵韵
以电影为范畴重新理解灵韵
“灵韵”作为本雅明最具代表性的艺术概念,内涵十分丰富。在《机械复制时代的艺术作品》中,本雅明在批判机械复制技术的基础上,阐明了真正艺术的品质。他将灵韵描述为“某种处于一定距离之外、却又让人感觉如此之近的事物的独一无二的显现”。概括而言,灵韵包括传统艺术作品的原真性、基于神秘感的模糊感与距离感,以及独一性。
表面上看,由摄影技术塑造的电影可以被无限“复制”并传播到世界各地,似乎因此丧失了灵韵所要求的原真性与独一性,也消解了传统艺术作品与观众之间原有的距离感。然而,在本雅明的《摄影小史》中,他区分了“作为艺术的摄影”与“作为摄影的艺术”:前者符合机械复制的特征,后者则强调摄影是一种独立的艺术媒介,具有对现实世界进行创造性再现的功能。由此可见,灵韵作为一个可以从多个维度理解的抽象概念,与其说是对批量生产技术的批判,不如说是对艺术独特审美体验的凝练描述,尤其是观者与艺术之间那种惊奇的体验。
将这一理解引入电影领域,电影具有灵韵的前提,在于它是一种区别于其他任何艺术形式的独立形式,因而能够创造出非同质化的审美体验。显然,电影自诞生起便天然拥有许多其他艺术形式所不具备的特征,包括对现实的视觉再现或视觉颠覆、对真实时间线与空间秩序的瓦解,以及动态乃至互动的仪式感等,这些特征共同塑造了电影艺术原初的灵韵。
观看电影时,人们可以获得一种深度的“凝视”体验。例如,看到电影中某个人物的表情、某幅风景画面或一段连续的情节时,可能会引发某种联想,在脑海中形成一个由电影世界补充而成的新的想象世界。这种想象本身,也是一种与电影世界和现实世界都保持一定距离的、模糊的灵韵。电影自身的灵韵与人主观延伸出的“灵韵感”相互叠加,进一步在艺术与人之间建立起独特的情感联结。
正如本雅明描述他观看一张照片时的感受:“照片中的她倚靠着他,他搂着她;然而她的目光越过了他,仿佛在凝视即将到来的厄运。”在某种程度上,电影是摄影技术更加系统化、工业化与多样化的呈现,本雅明凝视照片时的感受,与今天的人们凝视由无数影像构成的电影作品时的感受遥相呼应。
“照片中的她倚靠着他,他搂着她;然而她的目光越过了他,仿佛在凝视即将到来的厄运。”
本雅明,《摄影小史》03 · 灵韵的消失
转译中磨损了什么
回到引言中提到的《傲慢与偏见》《乱世佳人》等经典电影,这些作品的出现与成功,都印证了电影发展中的一种全球化现象:当电影以讲故事为目标时,人类社会中的许多经典文学作品便成为了电影创作的素材来源。为什么选择这些经典文学作品?基于对大量文学改编电影的观察,以文学作品作为创作灵感或剧本素材,至少有三大好处。
第一,它显著提高了电影内容生产的效率。人们无需从零开始创作一个完整而合乎逻辑的故事,效率的提升也帮助制作团队把更多成本与精力投入到剪辑、特效等“工业化”环节中。第二,经典文学本身的知名度可以帮助电影更快、更广地打开市场。第三,电影内容的质量在一定程度上得到了保证,因为电影的情节与那些优秀文学作品的内容几乎一致。
文学改编固然为电影的发展带来了一系列便利与好处,但从电影艺术性的角度来看,这种做法似乎也制造了新的矛盾。当文学内容与电影形式结合时,文学性是否削弱了本应居于首要地位的电影性?一些批评者斥责这种改编形式“过时且落后于批评的时代”(Ryan 220–43)。
这种“落后”不仅在于时间上的滞后——电影对文学内容的再现总是晚于原作,而原作作为首发版本的原创性无可替代——也在于电影对文学潜在的“依赖”。无论是对文学文本的原样呈现,如《老人与海》,还是对文学内容的选择性、片段式呈现,如只截取了小说五个故事中三个的电影《城南旧事》,这些文学改编电影都在不同程度上被赋予了文学本身的魅力。而这种魅力反而可能成为一种束缚,让电影冒着损害原作完美艺术形象的风险。
04 · 灵韵的再生
每种媒介必须守住什么
在许多批评者看来,文学向电影的渗透是电影灵韵消失的重要原因,因为文学改变了电影诞生之初的本性与特质。然而,如果换一个视角,把改编行为视为一种“新的诠释”,就会得出完全不同的结论。有学者指出:“无论新媒介技术如何发展,总有一个临界点保证电影之为电影。”(周正)需要厘清的是,文学融入电影的“临界点”在哪里,以及文学与电影之间是否确实存在一条必要的边界,守护着电影作为一种独立艺术门类的不可替代性。
仔细审视便会发现,这种不可替代性确实存在,并至少体现在三个维度上。
核心艺术特征不同。电影与文学在艺术价值与核心审美特征上有着清晰的分野。电影一直被视为“视觉的艺术”,文学则更强调“语言的艺术”,二者在起源与发展路径上差异很大。不宜以对立的方式讨论电影与文学的媒介融合趋势。在各类媒介融合不断加深的今天,电影与文学的融合是不可阻挡的必然趋势。以包容、接纳的和谐态度相待,二者可以相互补充、相互成就,塑造出一种不同于单一文学或单一电影形式的新叙事模式。在这种新模式中,电影依然保有视觉艺术的属性,其核心审美价值并没有被文学取代。
电影可以独立成立。电影与文学在本质上并不相同,也就是说,当电影脱离文学元素时,电影的本体意义依然成立。从这个角度看,电影从未沦为文学或其他艺术形式的附庸。
二者存在真实的张力。文学性与电影性之间存在一定程度的冲突,这也是许多人支持“电影应当实现对文学的抛弃”这一观点的原因。过度文学化不利于影视表达。文学改编电影往往需要做出一些不同于、甚至超越原作的创新之举,以捍卫电影的“尊严”。正如布鲁克斯所说:“被改编成电影的小说中,百分之九十九都必须经过大幅删改,才能成为一部好电影。”
“无论新媒介技术如何发展,总有一个临界点保证电影之为电影。”
周正05 · 减少损耗
改编如何少一些损耗
每一次改编,都是从语言到影像的转译,而转译总伴随着磨损:小说的内心独白、叙事节奏,以及留给读者自行填补的空白。结合前文的论述,改编至少可以从五个方面减少这种损耗。
逐字逐句地搬运文本,保留了文字,却未必保留力量。布鲁克斯指出,几乎每部被改编的小说都需要大幅删改,这提醒我们:忠实意味着找到电影的等价表达,而不是照搬。
文学是语言的艺术,电影是视觉的艺术。小说通过描写或内心独白表达的内容,电影必须通过影像、声音、时间与空间来表达。当一种媒介被迫模仿另一种媒介时,磨损便开始了。
取舍可以保全整体。电影《城南旧事》只选取了小说五个故事中的三个;清楚自己要保留什么的改编,才能放下其余的部分。
电影必须仍然是电影。当改编过度依赖原作,沦为一部“图解文本”,它既失去了原作的魅力,也失去了自身的灵韵。
好的改编不只是减少损耗。借助动态影像,电影的“二次叙事”可以重新激活文学的诗性,触及原著从未抵达的观众,而新的灵韵正由此开始。
06 · 塑造新的灵韵
改编:新灵韵的来源
一方面,可以预见电影与文学的融合仍在加深,文学改编电影的生态仍在扩展;另一方面,这也引发了思考:在顺应这一趋势的同时,如何让更多人认识到电影的艺术价值,以及这种价值正在不断更新的事实?除了电影传统的视觉艺术价值,文学为电影注入的新的叙事活力,也指向一种新灵韵的出现。
首先,电影的动态影像特征可以帮助它重新激活文学的诗性,成为延展文学性的一种创造机制。通过在原作基础上改编情节、重塑叙事,电影对文学的“二次叙事”有可能超越文学本身。从人类文化传播的角度看,文学改编电影有利于文化资源的反复开发与文化成果的更广泛传播,使电影的灵韵超越现实的时空,并基于“千人千面”的传播方式生成多重审美体验。
其次,数字化的发展让电影作为混合媒介的形态更加突出(施畅),传统的电影美学观念也应逐步转变,接纳当下电影跨文本、互文性等新特征。
总之,电影的灵韵并非一成不变。如果仅以对机械复制艺术的批判这种浅层理解来看待电影产业的创新,就永远无法体会电影深处蕴藏的人文精神。如果把文学改编电影视为一种兼容并包的艺术形式,就有机会进一步探索在电影与文学的内在建构中产生的新的独特审美体验,也就是一种新的灵韵。
07 · 结语
因改编而更新的灵韵
改编损耗最少的时候,是它在转译而不是誊抄:带走真正重要的东西,并让电影用自己的语言把它说出来。
文学改编电影体现了电影对文学的“二次叙事”。围绕文学性与电影性的交融,一些学者认为文学是对电影自身价值的侵入与削弱,另一些学者则认为电影的灵韵从未消失,也从未受到外来艺术形式的威胁。
辩证地看待这一争论,本文认为,电影灵韵的本质在于其艺术价值的不可替代性,在于电影独特的叙事与视觉艺术,而它正随着文学性与电影性不可避免的融合而不断更新。与其拒斥文学向电影的渗透,不如以更前瞻、更包容的视野重新理解电影的灵韵。
参考文献
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署名
- 作者
- 李靖雯
- 形式
- 批评论文(原文为英文)
- 相关
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